Assessment of under-utilization required

AZ | CA | DE | FL | HI | HIBH | IL | IN | IABH | MD | MA | MI | NV
NJ | NC | OH | PA | PABH | TN | VA | WA | WV | WI

 AZ

"Attachment D - Quality Assurance and Utilization Management
A.  Quality of Care
1.  In General...
All plans should show evidence of a well defined, organized program designed to improve client care, to monitor over utilization and under utilization, and to identify and correct aberrant provider behavior…"  Arizona Contract, page D1.

CA

"6.5.9 UTILIZATION MANAGEMENT...
6.5.9.2 Under and Over-Utilization
The Contractor will ensure that the UM program has mechanisms to detect both under and over-utilization of services."  California Contract, page 101.

DE

"12.2 Internal Quality Assurance and Utilization Management Program
The MCO must have an internal written quality assurance plan (QAP) that monitors, assures, and improves the quality of care delivered over a wide range of clinical and health service delivery areas. The QAP will be reviewed semiannually by the State or more frequently if necessary. Emphasis should be placed on, but need not be limited to, clinical areas relating to maternity, pediatric and adolescent development (including EPSDT), family planning and well-women care, as well as on key access or other priority issues for Medicaid patients such as reducing the incidence of sexually transmitted diseases, acquired immune deficiency syndrome, smoke related illnesses, etc.

Contractors must satisfy at a minimum: ...
(j)  Describe mechanisms to detect over-utilization and under-utilization of services by enrollees…"  Delaware RFP, pages II.70-II.71.

FL

"27. Quality Assurance...
g.  The plan's quality assurance program shall have a utilization management component that includes the following: ...
  (2)  The plan must develop procedures for identifying patterns of over-and under utilization of members and for addressing potential problems identified as a result of these analyses."  Florida Contact, pages 49-51.

HI

"44.020  Quality Assurance Programs...
*   Utilization Review...
The focus of the utilization management program is to detect underutilization, overutilization, and inappropriate utilization." Hawaii RFP, pages 59, 62.

HIBH

"•  Utilization Review ...
  - The program should include evaluating medical necessity, the criteria used and the process used to review and approve the provision of clinical services.  The focus of the UM program is to detect underutilization, overutilization, and inappropriate utilization."  Hawaii Behavioral Health RFP, page 50.

IL

"EXHIBIT B
Utilization Review/Peer Review

1.  The Contractor shall have a utilization review and peer review committee(s) whose purpose will be to review data gathered and the appropriateness and quality of care.  The committee(s) shall review and make recommendations for changes when problem areas are identified and report suspected fraud and abuse in the Medical Assistance Program or KidCare to the Department's Office of Inspector General.  The committees shall keep minutes of all meetings, the results of each review and any appropriate action taken.  At a minimum, these programs must be consistent with certification requirements.  The Contractor and Department may further define these programs.

2.  The Contractor shall implement a Utilization Plan, including Peer Review.  Contractor shall provide IDPA with documentation of its Utilization Review process, including Peer Review. The process shall include: ...
b.  Scope - The program shall have mechanisms to detect under-utilization as well as over-utilization..."  Illinois HMO Contract, Exhibit B, page B-1.

IN

"6.4.7  Quality Improvement and Utilization Review...
In this section of the proposal, each offeror must also fully describe its program for guarding against aberrant utilization or misutilization of services.  The offeror must maintain an efficient utilization review program that:  identifies instances of over- and under-utilization; identifies aberrant provider practice patterns; ensures active participation of a normal review committee; evaluates efficiency and appropriateness of service delivery; facilitates program management and long-term quality; and identifies critical quality of care issues."  Indiana RFP, page 6-15.

IABH

"QUALITY ASSURANCE PROGRAM
(from RFP Section 5.15)...

The QA program shall incorporate the following requirements: ...
16.  Assessing the access to and evolution of the service delivery system including over-utilization and under-utilization; special measures shall be developed and implemented to highlight any problems of access being experienced by Iowa Plan eligible living in rural areas of the state…"  Iowa Behavioral Health Contract, pages 93-94.

MD

"10.09.64.06...
.06  Access and Capacity:  Benefits and Appointments.
An MCO applicant shall include in its application the following information or descriptions: …
L.  The applicant's proposed written utilization management program that specifies, at a minimum, policies and procedures for...
(6)  Utilization tracking mechanisms and the determination of over-utilization and under-utilization of health care services…"  Maryland COMAR 10.09.64.06.

MA

"Section 2.10  Quality Management...
D.  Utilization Review
The Contractor shall:
1.  Have a mechanism to detect under... utilization…"  Massachusetts Contract, pages 57-60.

MI

"II-P QUALITY ASSESSMENT AND PERFORMANCE INPROVEMENT PROGRAM STANDARDS
1.  Quality Assessment and Performance Improvement Program Standards...
The written plan must also describe how the Contractor will:
*Use measures to analyze the delivery of services and quality of care, over and under utilization of services..."  Michigan Contract, pages 42-43.

NV

"STANDARD XII: UTILIZATION REVIEW
A.   WRITTEN PROGRAM DESCRIPTION
The Contractor has a written utilization management program description which includes, at a minimum, procedures to evaluate medical necessity, criteria used, information sources and the process used to review and approve the provision of medical services.

B.  SCOPE
The program has mechanisms to detect under utilization as well as over utilization."  Nevada Contract, page 70.

NJ

"ARTICLE 15
QUALITY MANAGEMENT AND UTLIZATION REVIEW...
15.4  The contractor shall establish, implement, and adhere to a written Quality Management Program (QMP)...

15.6  The contractor's QMP shall include the following standards: ...
  M.  Utilization Review: ...
    2.  Scope of review to detect under-utilization as well as overutilization…"  New Jersey Contract, pages 76-79.

NC

"7.5  Utilization Management
The Plan shall have a written utilization management program that… includes mechanisms to detect underutilization… The written description shall address procedures to evaluate medical necessity, criteria used, information sources, and the process used to review and approve the provision of medical services."  North Carolina Contract, page 16.

OH

"4.  Emergency Department (ED) Diversion...
In order to receive a provider agreement, the applicant will be required during the proposal documentation phase to describe its approach to monitor ED use, promote appropriate utilization, and offer alternative means to access non-emergency care.  Specifically, the MCP will need to address each of the following in their description of how MCP enrollees will be diverted from inappropriate- or over-utilization of EDs: …

(b)  Describe the MCP's methodology for establishing a threshold for overuse or inappropriate utilization of the ED, identifying over/inappropriate utilizers…"  Ohio RFP, pages 19-20.

"5101:3-26-071  MANAGED CARE PLAN:  INTERNAL QUALITY ACTIVITIES...
(i)  THE MCP MUST HAVE A WRITTEN DESCRIPTION OF ITS INTERNAL UTILIZATION MANAGEMENT (UM) SYSTEM WHICH INCLUDES, AT A MINIMUM: ...
(e)  MECHANISMS TO DETECT UNDERUTILIZATION AS WELL AS OVERUTILIZATION..."  Ohio RFP, Appendix E, OAC 5101:2-26-071, pages 1-3.

PA

"M.  UTILIZATION MANAGEMENT...
3. Utilization Management...
b.  Utilization Management...
Utilization management practices must also focus on under-utilization of services by enrollees by providers, by type of services, by eligibility category, etc…"  Pennsylvania RFP, pages 74-77.

PABH

"h.  Utilization Management and Quality Assurance (Part IV, Section E.6)
  1)  Describe the process of prior, concurrent, and/or retrospective review of treatment services to ensure timeliness, appropriateness and medical necessity.  Include:
  a)  methods to detect and correct over or under utilization of services;"  Pennsylvania Behavioral Health RFP, pages 24-25.

"6.  Utilization Management and Quality assurance (UM/QA)...
  b.  Utilization Management (UM)...
  As part of its utilization management function, the MCO must have processes to identify over, under, and type of service utilization problems and undertake corrective action."  Pennsylvania Behavioral Health RFP, page 64.

TN

"Guidelines for Internal Quality Monitoring Programs of Managed Care Organizations Contracting with TennCare...

STANDARD XIII:  UTILIZATION REVIEW -
B.  Scope - The program has mechanisms to detect underutilization as well as overutilization…"  Tennessee Contract, pages QCM-2-15.

VA

"L.  QUALITY IMPROVEMENT (QI)...
5.  Utilization Management program Description
The program must have mechanisms to detect underutilization and/or over-utilization of care, including, but not limited to, provider profiles."  Virginia Contract, pages 73-75.

WA

"J.  ENSURING APPROPRIATE SERVICE AND COVERAGE  [UM 11]
The contractor must facilitate the delivery of appropriate care and have mechanisms in place to detect and correct potential under- and overutilization of services.
1.  The contractor must monitor data to detect potential under- and overutilization.  [UM 11.1]
2.  The contractor must routinely analyze all data collected to detect under- and overutilization.  [UM 11.2]"  Washington Contract, QIP-2000 Standards, page 17.

WV

"III-3.  Service Authorization
The MCO must develop and implement written policies and procedures, reflecting current standards of medical practice, for processing requests for initial authorization of services or requests for continuation of services…The plan must have mechanisms to detect both underutilization and overutilization of services."  West Virginia Contract, Exhibit F, page 13.

"Standard XIII: Utilization Review...
B.  Scope - The program has mechanisms to detect underutilization as well as overutilization."  West Virginia RFA, Appendix E, page E15.

WI

"Y.  QUALITY IMPROVEMENT (QI)...
3.  Monitoring and Evaluation
a. The QI program must monitor and evaluate the quality of clinical care and service in institutional settings, non-institutional settings, and specialty areas (e.g., mental health and substance abuse) on an ongoing basis. Important aspects of care (i.e., high volume, high risk, problematic, high cost, high profile care and services) are identified and prioritized for the development of practice guidelines. Quality indicators must be used to monitor adherence to guidelines, and identify patterns of over utilization and under utilization…"  Wisconsin Contract, pages 21, 23.